Q. Is McCarthy Group International, LLC a brokerage firm?

A. No. McCarthy Group International, LLC is not a broker/dealer, a commercial bank, a merchant bank, a custody bank, or an insurance company. The company does not own, control, or engage in these businesses and the company is not owned or controlled by these entities.

Q. Does McCarthy Group International, LLC take custody of client assets?

A. No. McCarthy Group International, LLC does not take physical control of client's assets or act as custodian.

Q. Does McCarthy Group International, LLC serve as trustee or provide legal or tax advice?

A. No.

Q. Does McCarthy Group International, LLC receive commissions?

A. No. Investment advisory fees are our sole compensation and are based on the market value of the clients' assets under management and an incentive allocation which is 10% of net-high appreciation.

McCarthy Group International, LLC will furnish investment advice through consultation. Compensation payable to McCarthy Group International, LLC is charged either by a negotiated fee or on an hourly basis, $200/hour.

We receive no additional fees or commissions from referrals; from the sale of proprietary products; or from any course of action initiated in client accounts. We gain no benefit from turnover of client assets or from trading activity. The firm works completely on behalf of our clients. McCarthy Group International, LLC's advice is free from any conflicts of interest. Fee schedules are published in the ADV Part II which is updated annually, filed with FINRA, posted on this site, and available on request. The specific fees for individual accounts are determined in the Investment Advisory Letter which is written by McCarthy Group International, LLC to the client at the outset of the relationship and outlines the agreement between the client and McCarthy Group International, LLC.