PRIVACY POLICY

McCarthy Group International, LLC is committed to maintaining the confidentiality of the non-public personal information shared by clients and prospects with our firm. The practices and procedures used to protect this information are outlined in this notice.

All non-public personal information regarding McCarthy Group International, LLC clients is considered confidential. We maintain physical, electronic, and procedural safeguards to protect this information from loss, tampering, or destruction. Additionally, we limit access to this information to those within the firm who require the information to perform the necessary advisory services. Those employees with access to information are in turn obligated to keep such information confidential and to use the information only in the discharge of their duties.

This policy applies to prospective clients, current clients, and former clients.

Information we Obtain: The non-public personal information we obtain about clients and prospects is usually provided in interviews at the outset of the relationship. Information obtained in the course of a client relationship consists of both factual information (assets, income, investment goals, risk tolerance, address, age, social security number, employment or educational history, family relationships, health issues, etc.) as well as transactional information (securities trades, asset transfers, legal and accounting issues, banking and credit transactions, etc.).

Sharing of Information: As a matter of policy, information is not shared with affiliates or non-affiliated entities unless authorized specifically by the client. However, in the course of rendering investment advisory services, McCarthy Group International, LLC must of necessity disclose a limited amount of non-public information to non-affiliated entities such as brokers and custodians. We expect these institutions to respect the confidentiality of the information and we review their policies with regard to privacy issues. We may also disclose certain information when such disclosure is required to comply with federal, state, or local laws or regulatory authorities or to comply with legal subpoenas, summonses, or judgments.